Art of Compliance: Strategies for Success in a World of Regulations
This course is strategically tailored for businesses seeking to navigate and thrive in a complex regulatory environment, particularly within the financial sector. Participants will gain a deep understanding of regulatory regimes, the expectations of regulators, and how their businesses can effectively align with these regulations. By the end of the course, attendees will have the knowledge and skills to establish and oversee a compliance function, and effectively communicate with regulators, partners, banks, and financial service providers, ensuring continued compliance. The course is specifically designed for middle and senior management within regulated industries or those facing challenges in engaging with financial institutions.
Requirements to receive the certificate:
- 80% attendance
- active participation in classes that include discussions, group and individual work.