Executive
Education
Courses

Take Executive Education courses at Riga Business School to keep up with the latest developments in business education. Whether you’re a recent graduate or it’s been years since you called yourself a student, we welcome you to continue growing. This is an opportunity for you to develop and update your talents.

26.03., 28.03., 02.04., 04.04.

1 PM – 5 PM

Online

EUR 750 + VAT

Inga Mukāne

Strategic Compliance

This course is strategically tailored for businesses seeking to navigate and thrive in a complex regulatory environment, particularly within the financial sector. Participants will gain a deep understanding of regulatory regimes, the expectations of regulators, and how their businesses can effectively align with these regulations. By the end of the course, attendees will have the knowledge and skills to establish and oversee a compliance function, and effectively communicate with regulators, partners, banks, and financial service providers, ensuring continued compliance. The course is specifically designed for middle and senior management within regulated industries or those facing challenges in engaging with financial institutions.

Class 1
March 26
Concepts of regulation. Role of the international rule-makers. National models. Supervision and enforcement. Financial services regulations. Case study.
Class 2
March 28
Corporate governance. Compliance culture. Value of compliance. Why is it important to your business?
Class 3
April 2
Compliance function and the officer – how these fit into an organization. Conflicts of interest. Compliance risks, including risk of relationships with financial institutions. How to design an internal compliance system. Case study.
Class 4
April 4
Financial crime, AML and sanctions requirements. Responsible persons in a company. Risks and outcomes. Case study.
  • Course fee 750 Eur + VAT

Requirements to receive the certificate:

  • 80% attendance
  • active participation in classes that include discussions, group and individual work.

Strategic Compliance

Inga Mukāne

26.03., 28.03., 02.04., 04.04.

1 PM – 5 PM

Online

EUR 750 + VAT

This course is strategically tailored for businesses seeking to navigate and thrive in a complex regulatory environment, particularly within the financial sector. Participants will gain a deep understanding of regulatory regimes, the expectations of regulators, and how their businesses can effectively align with these regulations. By the end of the course, attendees will have the knowledge and skills to establish and oversee a compliance function, and effectively communicate with regulators, partners, banks, and financial service providers, ensuring continued compliance. The course is specifically designed for middle and senior management within regulated industries or those facing challenges in engaging with financial institutions.

Class 1
March 26
Concepts of regulation. Role of the international rule-makers. National models. Supervision and enforcement. Financial services regulations. Case study.
Class 2
March 28
Corporate governance. Compliance culture. Value of compliance. Why is it important to your business?
Class 3
April 2
Compliance function and the officer – how these fit into an organization. Conflicts of interest. Compliance risks, including risk of relationships with financial institutions. How to design an internal compliance system. Case study.
Class 4
April 4
Financial crime, AML and sanctions requirements. Responsible persons in a company. Risks and outcomes. Case study.
  • Course fee 750 Eur + VAT

Requirements to receive the certificate:

  • 80% attendance
  • active participation in classes that include discussions, group and individual work.